Search Result

1 - 20 of 833 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research